EQS-PVR: Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution (2024)

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EQS Voting Rights Announcement: Siemens Energy AG
Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

07.06.2024 / 17:27 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.

Notification of Major Holdings

1. Details of issuer

Name:Siemens Energy AG
Street:Otto-Hahn-Ring 6
Postal code:81739
City:Munich
Germany
Legal Entity Identifier (LEI):5299005CHJZ14D4FDJ62

2. Reason for notification

XAcquisition/disposal of shares with voting rights
Acquisition/disposal of instruments
Change of breakdown of voting rights
Other reason:

3. Details of person subject to the notification obligation

Legal entity: UBS Group AG
City of registered office, country: Zurich, Switzerland

4. Names of shareholder(s)
holding directly 3% or more voting rights, if different from 3.

5. Date on which threshold was crossed or reached:

04 Jun 2024

6. Total positions

% of voting rights attached to shares
(total of 7.a.)
% of voting rights through instruments
(total of 7.b.1 + 7.b.2)
Total of both in %
(7.a. + 7.b.)
Total number of voting rights pursuant to Sec. 41 WpHG
New3.12 %2.47 %5.59 %799309712
Previous notification2.94 %2.33 %5.27 %/

7. Details on total positions
a. Voting rights attached to shares (Sec. 33, 34 WpHG)

ISINAbsoluteIn %
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
Direct
(Sec. 33 WpHG)
Indirect
(Sec. 34 WpHG)
DE000ENER6Y00249734460 %3.12 %
Total249734463.12 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodVoting rights absoluteVoting rights in %
Right to Recall of Lent sharesAt any time16980710.21 %
Right of use over sharesAt any time7627360.1 %
Long Call Option21/06/2024-19/12/202540352330.5 %
Right of use over ADR (US82621A1043)At any time3040 %
Total64963440.81 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

Type of instrumentExpiration or maturity dateExercise or conversion periodCash or physical settlementVoting rights absoluteVoting rights in %
Short Put Option21/06/2024-19/12/2025Physical76670530.96 %
Swaps On Baskets29/07/2026-16/12/2027Cash21131370.26 %
Right of use over Reverse ConvertibleAt any timeCash1103630.01 %
Convertible Bonds (DE000A3K81W7)14/09/202514/09/2022-08/09/2025Physical16351760.2 %
Reverse Convertible (CH1317298177)14/02/2025-Physical433730.01 %
Long Call Option08/07/2024Cash1243640.02 %
Long Call Warrant-Cash2717950.03 %
Equity Swaps25/10/2024-04/07/2025Cash1890940.02 %
Right of use over Convertible bondsAt any timePhysical939200.01 %
Swaps On Indices21/06/2024Cash9715350.12 %
Total132198101.65 %

8. Information in relation to the person subject to the notification obligation

Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.).
XFull chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

Name% of voting rights (if at least 3% or more)% of voting rights through instruments (if at least 5% or more)Total of both (if at least 5% or more)
UBS Group AG % % %
UBS AG % % %
UBS Switzerland AG % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management (Singapore) Ltd % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management (UK) Limited % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Holding (No. 2) Ltd % % %
UBS Asset Management Holding Ltd % % %
UBS Asset Management Life Limited % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Asset Management (Americas) LLC % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management Switzerland AG % % %
UBS Fund Management (Switzerland) AG % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Fund Management (Luxembourg) S.A. % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Asset Management (Australia) Ltd % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Asset Management AG % % %
UBS Third Party Management Company S.A. % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Financial Services Inc. % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Europe SE % % %
- % % %
UBS Group AG % % %
UBS AG % % %
UBS Americas Holding LLC % % %
UBS Americas Inc. % % %
UBS Securities LLC % % %
- % % %
UBS Group AG % % %
UBS AG % % %
Credit Suisse International % % %
- % % %
UBS Group AG % % %
UBS AG % % %
Credit Suisse (Schweiz) AG % % %

9. In case of proxy voting according to Sec. 34 para. 3 WpHG
(only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG)

Date of general meeting:
Holding total positions after general meeting (6.) after annual general meeting:

Proportion of voting rightsProportion of instrumentsTotal of both
% % %

10. Other explanatory remarks:

Date

07 Jun 2024



07.06.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.
Archive at www.eqs-news.com

Language:English
Company:Siemens Energy AG
Otto-Hahn-Ring 6
81739 Munich
Germany
Internet:www.siemens-energy.com

End of NewsEQS News Service

192095307.06.2024CET/CEST

EQS-PVR: Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution (1)EQS-PVR: Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution (2)

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